SEC files Administrative Proceeding against George Heckler

SEC files Administrative Proceeding against George Heckler

WASHINGTON, DC (STL.News) The Securities and Exchange Commission (SEC) filed an Administrative Proceeding against George Heckler (File No. 3-20328) on May 24, 2021, Order Instituting Administrative Proceedings pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions.

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Author: Marty Smith